Policy Papers and Research 2002

To search Policy position & reseach papers - click here to choose from the various topic or recipient sections

Oral Evidence to the Trade & Industry Select Committee on "UK Biotechnology Industry"
- (December 2002) 
 
DTI White Paper "Modernising Company Law"
-  A IMA Response (December 2002)

Discussion Paper 16  "Hedge Funds and the FSA"
-  IMA response  (December 2002) 
-  IMA Final Answers (December 2002)  

Discussion Paper 15 "Investment Research: Conflicts and other Issues"
-  IMA response  (November 2002)

DP14: Review of the Listing Regime  
IMA response (October 2002)

DP13:  UK Implementation of the new Basel & EU Capital Standards 
- IMA response  (October 2002)

Oral Evidence to the Trade & Industry Select Committee on "The White Paper on Modernising Company Law"
(October 2002)

Performance persistence in UK equity funds 
(October 2002)  

Accounting Standards Board - Revision of the Statement "Operating & Financial Review"
-  IMA response (October 2002)

Sandler Review of Long Term Savings and Investment
-  IMA Commentary on Chapter 7 of Sandler Report (September 2002) 
-  AUTIF Submission (September 2001)

Accounting Standards Board
- IMA response to FRS 17 (September 2002)
- IMA response to FREDs 23to 30 (September 2002)

Higgs Review of the Role and Effectiveness of Non-Executive Directors
-  IMA Submission (February 2003)
-  IMA Submission (September 2002)

CP141:  Miscellaneous amendments to the Handbook (No.3) - Final Response  
IMA response (September 2002)

CP138:  Disclosure of status under the FSMA 2000 and use of the FSA logo
- IMA response (August 2002)

DP12:  The new regulatory reporting environment 
- IMA response  (July 2002)

CP132: The Presentation of Past Performance and Bond Fund Yields in Financial Promotions 
IMA response (July 2002)

CP128:  Liquidity risk in the Integrated Prudential sourcebook:  Systems and Controls chapter 
-IMA letter (June 2002)
-IMA response (June 2002) 

CP129:  Implementing the Electronic Commerce Directive  
-IMA response (May 2002)

CP131:  Single pricing of collective investment schemes:  proposed amendments - Feedback on DP 8  
IMA response (May 2002)

CP125:  Fees 2002/03
-IMA letter  (April 2002)
-IMA respons (April 2002) 

CP121:  Reforming Polarisation:  Making the market work for consumers  
IMA response (April 2002)

CP124:  Annexes to the Market conduct sourcebook  
IMA response (March 2002)

HM Treasury Paper "Savings and Assets for All"
-  IMA response to HMT Paper (February 2002)
-  AUTIF response to HMT Paper (July 2001) 

CP115: Integrated Prudential Sourcebook - timetable for implementation 
- IMA letter   (Feb 2002)
- Final Response (Feb 2002) 

DP9:  Examination Review 
- IMA response (Feb 2002) 

Working document of The European Commission Services on Capital Requirements for Investment Firms
- IMA Response (February 2002)  

Performance Persistency
(January 2002)