Policy Papers and Research 2009

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CESR consultation on Inducements: good and poor practices
IMA response (22 December 2009)

CESR consultation on a European definition for money market funds
IMA response (21 December 2009)

HM Treasury review of the Money Laundering Regulations 2007
IMA response (11 December 2009)

FSA CP09/24: Listing regime review
IMA response (1 December 2009)

UK Corporate Governance Code
2009 review of the combined code: final report
Consultation on the revised UK corporate governance code

International Accounting Standards Committee Foundation's paper - Part 2 of the Constitution Review
IMA response (30 November 2009)

Walker Review
(Press Release)
(Walker Review)

CESR Consultation on UCITS mergers
IMA response (18 November 2009)

EFRAG draft endorsement advice on IFRS 9
IMA response (17 November 2009)

CESR Consultation on Trade Repositories
IMA response (6 November 2009)

HMRC Consultation on Offshore Fund Regime Draft Guidance
IMA response (6 November 2009)

HMT Consultation on future regulation
IMA response (3 November 2009)

FSA CP09/18: Distribution of retail investments - Delivering the RDR
IMA response (2 November 2009)

2009 Pre-Budget Report
IMA Representations (29 October 2009)

HMT Consultation Paper on Notifying Trading Suspensions in the Market
IMA response (23 October 2009)

FSA and HMT Consultation Paper CP09/25
IMA response (22 October 2009)

FRC's Second Consultation on Review of the Effectiveness of the Combined Code
IMA response (19 October 2009)

HMRC Draft Guidance - GDO, TEFs, trading v investing & HMRC standardised application forms
IMA response (15 October 2009)
IMA response (15 October 2009)

HMT - Walker Review
IMA response (13 October 2009)

ICAEW Second Consultation Paper - Audit Firm Governance
IMA response (13 October 2009)

CESR consultation on OTC derivative classification for transaction reporting
IMA response (2 October 2009)

CESR consultation on Short Selling
IMA response (2 October 2009)

HMT Paper on Reforming Financial Markets
IMA response (30 September 2009)

HMT/FSA's consultation paper on introducing a protected cell regime for OEICs
IMA response (24 September 2009)

IASB Exposure Draft, Financial Instruments: Classification and Measurement
IMA response (21 September 2009)

European Commission CP on functions of UCITS depositary
IMA response (15 September 2009)

CEIOPS CP47
IMA response (11 September 2009)

CESR consultation on UCITS Level 2 measures on management companies
IMA response (10 September 2009)

CESR consultation on UCITS Key Investor Document (KID)
IMA response (10 September 2009)

FSA CP09/20: Chapter 9 Erratum
IMA response (7 September 2009)

FSA CP09/20: Chapters 7 and 3
IMA response (4 September 2009)

European Commission CP on OTC Derivatives
IMA response (31 August 2009)

FRC ED on Going Concern and Liquidity Risk
IMA response (26 August 2009)

PADA Discussion paper on building personal accounts
IMA response (7 August 2009)

IASB Exposure Draft on Recognition
IMA response (31 July 2009)

Consultation on liquidity transitional measures - FSA CP09/14
IMA response (31 July 2009)

CESR CP: MiFID complex and non-complex financial instruments
IMA response (27 July 2009)

IMA 3rd Great British Investor Report
July 2009

Consultation on liquidity reporting - FSA CP09/13
IMA response (16 July 2009)

Risk Measurement for UCITS - CESR Consultation
IMA response (15 July 2009)

EC Commission consultation on financial market supervision
IMA response (14 July 2009)

Developing Effective Resolution Arrangements for Investment Banks
IMA response (10 July 2009)

Offshore Funds Definition
IMA response (9 July 2009)

APB Revised Ethical Guidelines for Auditors
IMA response (8 July 2009)

HMT - Walker Review
IMA response (19 June 2009)

FSA DP08/5: Consumer Responsibility
IMA response (18 June 2009)

EC CP on proposed legislation to address legal certainty of securities holding and dispositions
IMA response (11 June 2009)

HMRC paper Trading v Investment: Draft Regulations
IMA response (11 June 2009)

HMT paper on Tax Elected Funds (�"TEFs")
IMA response (11 June 2009)

EC Review of Directive 2003/6/EC on insider dealing and market manipulation
IMA response (9 June 2009)

Single sub-funds in umbrellas - FSA CP 09/12
IMA response (5 June 2009)

FRC Call for Evidence on the Combined Code
IMA response (4 June 2009)

Proposed Directive on Alternative Investment Fund Managers
IMA response (1 June 2009)

Improving Institutional Investors role in governance
ISC paper (June 2009)

The Credit Crunch: A Stress Test for UK Authorised Funds
IMA Paper (May 2009)

FSA CP09/10: Reforming remuneration practices in financial services
IMA response (18 May 2009)

CESR Consultation Paperon UCITS Key Information Document (KID)
IMA paper (15 May 2009)

The impact of the Credit Crunch on the Sterling Corporate Bond Market
IMA position paper (May 2009)
IMA research paper (May 2009)

European Commission recommendation on remuneration policies
IMA paper (6 May 2009)

Trends in UK Retail Sales of Equity Funds
IMA paper (May 2009)

IASB Discussion Paper on Preliminary Views on Financial Statement Presentation
IMA response (30 April 2009)

EU consultation on financial market supervision
IMA response 9 April 2009

IASCF Discussion Document - Review of the Constitution, Part 2
IMA response 8 April 2009

Directive 1997/9/EC on Investor Compensation Schemes: Call for Evidence
IMA response 7 April 2009

FSA CP 09/3: FSCS Reform
IMA response (6 April 2009)

FSA CP 08/24: strengthening liquidity standards
IMA response (31 March 2009)

FSA CP 08/25: The approved persons regime
IMA response (30 March 2009)

CESR call for evidence on UCITS IV implementing measures
IMA response (30 March 2009)

IME - Draft Regulations on investment transactions
IMA response (27 March 2009)

IASBs Exposure Draft 10 - Consolidated Financial Statements
IMA response (25 March 2009)

IMA submission ahead of G20 meeting
IMA response (12 March 2009)

FSA's Consultation Paper 09/02 Quarterly Consultation
IMA response (11 March 2009)

PADA consultation document: �Building personal accounts: securing a retirement income'
IMA response (6 March 2009)

Reports by OECD's Informal Consultative Group on the Taxation of Collective Investment Vehicles and Procedures for Tax Relief for Cross-Border Investors
IMA response (4 March 2009)

FSA's Consultation Paper 08/22 - Strengthening Liquidity Standards
IMA response (4 March 2009)

Taxation of Foreign Profits: draft Regulations
IMA response (March 2009)

CLG Inquiry into Local Authority Investments
IMA written evidence
IMA oral evidence

FSA's Consultation Paper 08/21 - Amendments to the Listing Rules and Feedback on DP08/1
IMA response (27 February 2009)

EU Consultation on Control Structures in Audit Firms and their Consequences on the Audit Market
IMA response (27 February 2009)

IMA Great British Investor Report
February 2009

CESR CP on transparency in corporate bond market
IMA response (19 February 2009)

UK Debt Management Office - Supplementary Methods for Distributing Gilts: A Consultation Document
IMA response (18 February 2009)

HMT Offshore Funds - Response to "Further Steps"
IMA response (11 February 2009)

FSA CP 08/19: Regulating Retail Banking Conduct of Business
IMA response (4 February 2009)

Draft guidance on Qualified Investor Schemes and "genuine diversity of ownership"
(IMA response 30 January 2009)

Regulatory Standards for Funds of Hedge Funds - IOSCO Consultation
(IMA response 30 January 2009)

Commission consultation on hedge funds
IMA response (30 January 2009)

ICAEW Consultation Paper - Audit Firm Governance
IMA response (30 January 2009)

BERR CP on Implementation of the Directive on the Exercise of Certain Rights of Shareholders in Listed Companies
IMA response (29 January 2009)

FSA Consultation Paper 09/04: Rights Issue Subscription Periods
IMA response (22 January 2009)

FSA CP08/18: Regulatory fees and levies: policy proposals for 2009/10
IMA response (16 January 2009)

Evidence to the Treasury Select Committee inquiry into the banking crisis
IMA paper January 2009

FSA CP09/1: Temporary short selling measures
IMA response (9 January 2009)

CESR Call for Evidence on the impact of MiFID on Secondary Market Functioning
IMA response (8 January 2009)

FSA CP08/15: Financial Services Compensation Scheme: Review of limits
IMA response (5 January 2009)

2008 Papers

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