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Responses and representations 2014

November 2014

IMA Submission on the Autumn Statement
IMA Response (11 November)

Social media and customer communications: The FCA’s supervisory approach
to financial promotions in social media
IMA Response (6 November)

October 2014

Scotland: The Smith Commission's work on the devolution of powers
IMA response (31 October)

Takeover Panel:  Post offer undertakings and intentions statements
IMA response
.(24 Ocober)

FCA CP14/16: "Proposed rules for independent governance committees"
IMA response (14 October)

FCA Wholesale sector competition review
IMA response (9 October)

FCA GC14/3: Retail investment advice - Clarifying the boundaries and exploring the barriers to market development
IMA response 
(7 October)

September 2014

European Commission proposals for a Revised Shareholder Rights Directive
IMA position paper (25 September)

FCA CP 14/11: Retirement reforms and the guidance guarantee
IMA response (22 September)

Removing the Transparency Directive’s requirement to publish interim 
management statements
IMA response (4 September)

August 2014

Competition and Markets Authority consultation on the Draft Order on Audit Services
IMA response (28 August)

FCA CP14/8:  Quarterly Consultation No. 5 - Chapter 7
IMA response (6 August)

ESMA Consultation Paper on MiFIR/D
IMA response (1 August)

ESMA Discussion Paper on MiFIR/D
IMA response (1 August)

July 2014

IASB ED 2014/1:  Disclosure initiative proposed amendments
IMA response (25 July)

ESAs CP on draft Regulatory Technical Standards covering the risk-mitigation requirements for non-centrally cleared OTC derivatives
IMA response (14 July)

Bank of England/ European Central Bank paper on Securitisation
IMA response (4 July)

June 2014

Proposed Revisions to the UK Corporate Governance Code
IMA response (27 June 2014)

Freedom and choice in pensions
IMA response (11 June)

European Commission consultation on FX (Spot versus Forward)
IMA response (2 June)

May 2014

Better workplace pensions:  Further measures for savers
IMA response (29 May)

EBA draft guidelines on the remuneration benchmarking exercise
IMA response (1 May)

EBA draft guidelines on the data collection exercise regarding high earners
IMA response (1 May)

April 2014

FRC FRED 54: Draft Amendments to FRS 102
IMA response (30 April)

PRA consultation on application of clawback to vested variable remuneration
IMA response (28 April)

EBA paper on the impact on capital from the deduction of pension assets and IAS 19
IMA response (11 April)

EBA paper on CRA 2 implementation
IMA response (10 April)

FCA CP14/4:  Quarterly Consultation No. 4
IMA response (8 April)

March 2014

EBA draft guidelines on disclosure of encumbered and unencumbered assets
IMA response (24 March)

Banking Standards Review
IMA response (7 March)

February 2014

FCA consultation on dealing commission rules
IMA response (25 February)

Representations for Budget Report 2014
IMA response (13 February)

FCA consultation on short reports and other communications
IMA response (6 February)

January 2014

ESMA Guidelines on ETFs and other UCITS issues
IMA response (30 January)

ESMA Discussion Paper on the Market Abuse Regulation
IMA response (27 January)

EU powers ‘Balance of Competences’ Review – Freedom of Services and Capital
IMA response (22 January 2014)

Fiduciary duties of investment intermediaries
IMA response (22 January)

A Review of the Conceptual Framework for Financial Reporting
IMA response (15 January)

FCA CP13/14: Regulatory Fees
IMA response (8 January)

 

 

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