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Responses and representations 2014

March 2014

EBA draft guidelines on disclosure of encumbered and unencumbered assets
IMA response (24 March)

Banking Standards Review
IMA response (7 March)

February 2014

FCA consultation on dealing commission rules
IMA response (25 February)

Representations for Budget Report 2014
IMA response (13 February)

FCA consultation on short reports and other communications
IMA response (6 February)

January 2014

ESMA Guidelines on ETFs and other UCITS issues
IMA response (30 January)

ESMA Discussion Paper on the Market Abuse Regulation
IMA response (27 January)

EU powers ‘Balance of Competences’ Review – Freedom of Services and Capital
IMA response (22 January 2014)

Fiduciary duties of investment intermediaries
IMA response (22 January)

A Review of the Conceptual Framework for Financial Reporting
IMA response (15 January)

FCA CP13/14: Regulatory Fees
IMA response (8 January)



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